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Tag: J.P. Turner

January 18, 2011

Top Independent Broker-Dealers According to Investment News

RANK Broker-dealer Total gross revenues 1 LPL Investment Holdings Inc. $2.8B • LPL Financial One Beacon St. Boston, MA 02108 joinlpl.com...

Blog, Securities Fraud Articles

June 15, 2010

Richard Albert Seefried suspended by FINRA

FINRA recently announced that Richard Albert Seefried, a financial advisor in Spokane, Washington currently registered with GVC Capital,...

Blog, Securities Fraud Articles

August 26, 2009

FINRA Fines Three Firms Over $1.25 million

The Financial Industry Regulatory Authority (FINRA) has recently fined three broker-dealers- J.P. Turner & Co. of Atlanta, Georgia,...

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