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Tag: inverse ETF fraud attorney

Blog, Securities Fraud

Stifel Nicolaus and Century Securities fined by FINRA over leveraged and inverse ETF sales

FINRA recently announced that it has ordered two St. Louis-based broker-dealers – Stifel, Nicolaus & Company, Incorporated and...

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Blog, Securities Fraud

Large Award involving Leveraged and Inverse exchange-traded funds (ETFs)

According to a report in Reuters, an investment adviser must pay a total of $1.8 million to a group of investors in a securities...

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Blog, Securities Fraud

Recovery of Giancarlo Ciocca Investment Losses

Have you suffered losses investing in leveraged or inverse ETFs recommended to you by former Merrill Lynch financial advisor Giancarlo...

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