how prove churning Archives - The White Law Group

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March 17, 2017

Concerned about investment losses with Michael S. Lavolpe? Have you suffered losses investing with Michael S. Lavolpe? If so, The White Law...

February 7, 2017

Investment Losses with John Kakonikos According to FINRA, John Kakonikos (CRD #4017356, Flushing, New York) was assessed a deferred fine of...

January 10, 2017

Are You a Victim of Excessive Trading? The SEC’s Office of Investor Education and Advocacy (OIEA) and Broker-Dealer Task Force jointly...

October 19, 2016

Investment Losses with Paul Lebel? Former LPL Financial broker, Paul Lebel was barred on Tuesday by the Securities and Exchange...

September 16, 2016

According to FINRA, David Charles Cannata (CRD #2408845, Smithtown, New York) was barred from association with any FINRA member in any...

November 11, 2015

FINRA Issues Punishments for Churning FINRA recently announced that they have permanently barred Richard Adams, a former registered...