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Tag: Houston

Blog, Securities Fraud

Dallas, Texas Securities Fraud Lawyer / Broker Fraud Attorney

Securities Fraud Attorney in Dallas, Texas *UPDATED* The White Law Group, LLC is a national securities fraud, securities arbitration,...

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Blog, Securities Fraud

Iowa Broker Dealers Named In Suit Involving Provident Royalties

According to the Business Record, DeWaay Financial Network LLC of Clive and three other Iowa investment brokers are among 49 firms that...

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Blog, Securities Fraud

FINRA fines Next Financial for Supervisory Failures

In 2009, FINRA announced that it had fined NEXT Financial Group, Inc., headquartered in Houston, Texas, $1 million for supervisory...

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Blog, Securities Fraud

Gary Robert Stremel, formerly of Citigroup Global Markets, Inc. in Houston, Texas, barred from FINRA for securities fraud violations.

FINRA recently announced that Gary Robert Stremel, formerly of Citigroup Global Markets, Inc. in Houston, Texas, has been barred from...

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Blog, Securities Fraud

Edward Dee Basham, formerly of WAMU Investments, Inc. in Houston, Texas, barred from FINRA.

According to FINRA, Edward Dee Basham was recently barred from FINRA and from associating with any FINRA member firm.  The sanction was...

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