Tag: Houston Texas securities attorney
CFTC imposes penalties against Jeremiah Yancy and Longbranch Group International
The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained a federal court consent order imposing more than $2...
Woodrock Securities, L.P. fined by FINRA
Woodrock Securities, L.P. (CRD #133653, Houston, Texas) recently submitted a Letter of Acceptance, Waiver and Consent in which the firm was...