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Tag: Hedge Funds

Blog, Securities Fraud Articles

M.D. Sass Securities, L.L.C. fined by FINRA

M.D. Sass Securities, L.L.C. (139760, New York, New York) submitted a Letter of Acceptance, Waiver and Consent in which the firm was...

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Blog, Securities Fraud Articles

Investigation Involving Citigroup’s ASTA and MAT funds

The White Law Group is investigating securities fraud claims on behalf of investors with investment losses in Citigroup’s ASTA and MAT...

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Blog, Securities Fraud Articles

Bear Stearns & Co., Inc. (n/k/a J.P. Morgan Securities, Inc.) fined and censured by FINRA for securities violations

FINRA recently announced that Bear Stearns & Co., Inc. (n/k/a J.P. Morgan Securities, Inc.) has been fined $500,000 and censured for...

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