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Tag: Florida investment fraud attorney
FINRA’s New Elder Fraud Rule – Takes Effect February 5
Regulator Tackles Elder Fraud Issue According to the Financial Industry Regulatory Authority (FINRA), a new regulation will take effect on...
Is a 72t Early Retirement right for you?
Information on 72t Early Retirement It is important to know everything there is to know about getting into any type of early retirement....
Merrimac Corporate Securities, Inc. fined by FINRA
Merrimac Corporate Securities, Inc. (CRD #35463, Altamonte Springs, Florida) recently was fined $18,500. The National Adjudicatory Council...
Brief Summary of the Florida Securities Act (Florida Statute Chapter 517)
The Florida Securities Act (Florida Statute Chapter 517) The Florida securities laws are administered by the Florida Department of Banking...
