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Tag: FINRA dispute resolution

Blog, Securities Fraud Articles

Investigation: Aaron Vallett Investment Losses

The White Law Group is announcing an investigation into the potential for investors who suffered investment losses due to their dealings...

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Blog, Securities Fraud Articles

Federal Appeals Court Rules against FINRA on Fine Collection

Multiple outlets are reporting that a Manhattan federal appeals court has ruled that FINRA is not able to pursue fines by taking their...

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Blog, Securities Fraud Articles

Chattanooga, Tennessee Securities Fraud / Broker Fraud Attorney

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance...

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Blog, Securities Fraud Articles

FINRA Arbitration Statistics

FINRA recently published statistics on the securities cases that it administers through its FINRA Dispute Resolution process.  The...

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Blog, Securities Fraud Articles

How to file a FINRA complaint

Whether you realized it at the time or not, when you established your brokerage account, you likely entered into an arbitration provision...

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