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Tag: finra disciplinary actions

FINRA Fines Surge 43% in 2020, featured by top securities fraud attorneys, The White Law Group

Blog, Securities Fraud Articles

March 19, 2021

FINRA Fines Surge 43% in 2020

FINRA sees 43% increase in fines, yet disciplinary actions were only up 1% in 2020. The Financial Industry Regulatory Authority Inc....

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