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Tag: FINRA brokercheck

CFP Board Tightens Standards, Featured by Top Securities Fraud Attorneys, The White Law Group

Blog

August 2, 2019

CFP Board of Standards Tightens Review of Financial Advisors

CFP Board criticized for not disclosing the disciplinary history of financial advisors featured on its LetsMakeAPlan.org site. According to...

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Financial Advisor Misconduct

Blog, Securities Fraud

August 30, 2018

Can FINRA Protect Investors from Financial Advisor Misconduct ?

Financial Advisor Misconduct – new study says 1 in 10 advisors has severe misconduct records. According Financial IQ a recent study,...

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Financial Advisor expungement, Featured by Top Securities Fraud Attorneys, The White Law Group

Blog, Securities Fraud

September 20, 2017

FINRA Expungement Attorneys for Financial Advisors

Financial Advisor Expungement Process Financial advisors registered with FINRA each have information regarding their experience in the...

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FINRA BrokerCheck - Easy way to Check your Broker or Financial Advisor, featured by top securities fraud attorneys, the White Law Group

Blog, Securities Fraud

March 9, 2017

FINRA BrokerCheck – Easy way to Check your Broker

What is FINRA BrokerCheck? FINRA BrokerCheck provides easy access to background information on your financial advisor or broker. The...

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fire your financial advisor

Blog

January 13, 2017

Is it Time to Fire your Financial Advisor?

Time to fire your Financial Advisor? Partnering with a trustworthy advisor will help you protect your money and also make the right...

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Blog, Securities Fraud

January 26, 2011

FINRA to educate NFL Players on Investment Fraud

The Financial Industry Regulatory Authority (FINRA) Investor Education Foundation and the National Football League (NFL) recently announced...

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