Tag: FINRA arbitration attorney
Deutsche Bank Securities fined by FINRA
The Financial Industry Regulatory Authority (FINRA) recently announced that it has fined Deutsche Bank Securities, Inc. $6.5 million and...
California Financial Advisor Suspended by FINRA
FINRA recently announced that Paul Grover Gomez a registered representative in El Toro, California has been fined $75,000 and suspended...
South Central Region Private LP, Discovery Oil Investment Losses
Have you suffered substantial losses in oil and gas private placements with South Central Region Private Limited Partnership, Discovery Oil...
Unified Fiduciary Standard Coming?
The White Law Group continues to follow the SEC discussions regarding the development of a unified fiduciary standard in accordance with...