excessive trading Archives - The White Law Group

Tag: excessive trading

December 17, 2020

Have you suffered financial losses due to excessive trading or churning? The White Law Group continues to file FINRA arbitration cases on...

December 15, 2020

FINRA says there will be an Increase in Excessive Trading Cases in 2021 The Financial Industry Regulatory Authority (FINRA) is cracking...

May 4, 2017

Barclays Capital Failure to Supervise According to an SEC press announcement this week, Barclays Capital will pay more than $16.5 million...

March 30, 2017

FINRA Denies Expungement Request of Ex-Broker Kathleen J. Tarr According to reports, former independent broker Kathleen J. Tarr’s bid...

September 21, 2011

Informational video on Churning fraud (excessive trading) Churning fraud is defined as an unethical practice employed by some financial...

August 30, 2011

As a national securities litigation law firm and investor protection advocate, the firm sees all types of securities fraud. The firm has...