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Tag: Credit Suisse Securities losses

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FINRA Awards former Credit Suisse Broker $975,530

Credit Suisse Securities – New York City, NY According to reports yesterday, a FINRA arbitration panel has awarded $975,530 to...

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Blog, Securities Fraud

FINRA Fines Credit Suisse Securities $4.5 Million and Merrill Lynch $3 Million for Misrepresentations Related to Subprime Securitizations

The Financial Industry Regulatory Authority (FINRA) has fined Credit Suisse Securities (USA) LLC $4.5 million, and Merrill Lynch $3...

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