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Tag: Credit Suisse Securities lawsuit

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FINRA Awards former Credit Suisse Broker $975,530

Credit Suisse Securities – New York City, NY According to reports yesterday, a FINRA arbitration panel has awarded $975,530 to...

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Blog, Securities Fraud

FINRA Fines Credit Suisse Securities for SHO Violations

The Financial Industry Regulatory Authority (FINRA) recently announced that it has fined Credit Suisse Securities (USA) LLC $1.75 million...

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