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Tag: conflicts of interest

Annuity Investment Fraud, featured by top securities fraud attorneys, the White Law Group

Blog, Securities Fraud

March 22, 2023

Annuity Investment Fraud

Annuity Investment Fraud According to an article in Financial Planning this week, we are in a “historic boom for annuities,” and...

FINRA Rule 3210 – Rule 407 Letter featured by top securities fraud attorneys, the White Law Group

Blog, Securities Fraud

February 10, 2023

What is FINRA Rule 3210 – Rule 407 Letter?

FINRA Rule 3210 Protects Investors from Conflicts of Interest The Financial Industry Regulatory Authority (FINRA) helps to keep investors...

Reverse Churning: When your Broker Collects a Fee for doing Nothing , featured by top securities fraud attorneys, the White Law Group

Blog, Securities Fraud

September 21, 2022

Reverse Churning: When your Broker Collects a Fee for doing Nothing

Investor alert: Fee-based Accounts may not be in your Best Interest Did your broker transition you from a commission-based to fee-based...

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