Tag: commodities losses
NFA revokes registration of several associated persons
National Futures Association (NFA) has revoked the registrations of Jeremy J. Grena, Nabil P. Niman, Nicholas P. Payne, William M. Rill and...
NFA Investigates Spirit Investments
In August 2010, National Futures Association (NFA) announced that it had taken a Member Responsibility Action (MRA) and Associate...
NFA Discovery Rules and Discovery Process
If a commodities or futures investor has an investment fraud claim, it is likely that such claim will be arbitrated through NFA’s dispute...
NFA Investigates Maryland Commodities Firm Trade Dock Capital
National Futures Association (NFA) recently announced that it has taken an emergency enforcement action against Trade Dock Capital LLC...
NFA Investigates Texas Commodity Trading Advisor FINFX
National Futures Association (NFA) recently announced that it has taken an emergency enforcement action against FIN FX LLC (FINFX) and its...
