Tag: commodities fraud
NFA Action – Oregon Firm System Capital, LLC
National Futures Association (NFA) recently announced that it has taken an emergency enforcement action against System Capital, LLC (System...
NFA fines Chicago firm Brewer Futures Group LLC
National Futures Association (NFA) has fined Brewer Futures Group LLC (BFG) and its principal, Steven J. Brewer $100,000. BFG is an...
NFA takes an emergency enforcement action against IAG
National Futures Association (NFA) announced that it has taken an emergency enforcement action against IAG Capital Management, LLC (IAG),...
NFA revokes registration of several associated persons
National Futures Association (NFA) has revoked the registrations of Jeremy J. Grena, Nabil P. Niman, Nicholas P. Payne, William M. Rill and...
NFA Investigates Spirit Investments
In August 2010, National Futures Association (NFA) announced that it had taken a Member Responsibility Action (MRA) and Associate...
NFA Discovery Rules and Discovery Process
If a commodities or futures investor has an investment fraud claim, it is likely that such claim will be arbitrated through NFA’s dispute...