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Tag: commission

Blog, Securities Fraud

Proposed Amendment to FINRA Rule 5122

FINRA is requesting comment on a proposal to amend FINRA Rule 5122, which requires, subject to certain exemptions, disclosure in the...

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Blog, Securities Fraud

Investigation: Raymond James Financial Advisor Denis Johnson

The White Law Group is investigating a possible securities fraud claim on behalf an investor involving former Raymond James financial...

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Blog, Securities Fraud

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Securities Fraud Investigation Involving Non-Traded REITs.

The White Law Group is investigating potential securities fraud claims on behalf of investors involving broker-dealers recommending that...

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Blog, Securities Fraud

Common Securities Fraud Involving REITs (real estate investment trusts).

A real estate investment trust or REIT is a tax designation for a corporation investing in real estate that reduces or eliminates corporate...

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