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Tag: Citigroup

Blog, Securities Fraud Articles

Gary Robert Stremel barred from FINRA

FINRA recently announced that Gary Robert Stremel, formerly of Citigroup Global Markets, Inc. in Houston, Texas, has been barred from...

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Blog, Securities Fraud Articles

FINRA Fines Citigroup, UBS and Deutsche Bank $425,000

The Financial Industry Regulatory Authority (FINRA) recently announced that it has fined Citigroup Global Markets, UBS Securities and...

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Blog, Securities Fraud Articles

FINRA Bars Citigroup Sales Assistant Tamara Lanz Moon

Broker Targeted Accounts of Elderly and Vulnerable Clients; Citigroup Has Paid Restitution to Customers The Financial Industry Regulatory...

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