Tag: Citigroup
Gary Robert Stremel barred from FINRA
FINRA recently announced that Gary Robert Stremel, formerly of Citigroup Global Markets, Inc. in Houston, Texas, has been barred from...
FINRA Fines Citigroup, UBS and Deutsche Bank $425,000
The Financial Industry Regulatory Authority (FINRA) recently announced that it has fined Citigroup Global Markets, UBS Securities and...
FINRA Bars Citigroup Sales Assistant Tamara Lanz Moon
Broker Targeted Accounts of Elderly and Vulnerable Clients; Citigroup Has Paid Restitution to Customers The Financial Industry Regulatory...