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Tag: Cincinnati securities attorney

July 25, 2013

Investors Sue Former Cincinnati Broker for Alleged Fraud

According to The Enquirer, Cincinnati broker, Glen Galemmo, is being sued by investors for allegedly operating a Ponzi scheme in the guise...

Blog, Securities Fraud Articles

October 1, 2012

Fifth Third Securities Inc. fined by FINRA

Fifth Third Securities Inc. (CRD #628, Cincinnati, Ohio) recently submitted a Letter of Acceptance, Waiver and Consent in which the firm...

Blog, Securities Fraud Articles

March 26, 2012

Former LPL Financial Advisor Elliot Kravitz Pleads Guilty to Fraud

According to the Cincinnati Business Courier, Elliot Kravitz, a financial advisor in Mason, Ohio, recently pleaded guilty to one count of...

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