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Tag: churning

Blog, Securities Fraud Articles

FINRA Arbitration Statistics

FINRA recently published statistics on the securities cases that it administers through its FINRA Dispute Resolution process.  The...

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Blog, Securities Fraud Articles

William James Murphy Barred From Securities Industry

FINRA recently issued a regulatory decision wherein William James Murphy was fined $591,933.67 as disgorgement of commissions and barred...

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Blog, Securities Fraud Articles

Alabama Securities Law

Each state has its own securities laws. The following are selected sections of the Alabama securities laws that are generally applicable in...

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Blog, Securities Fraud Articles

Current Securities Fraud Investigations

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance...

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