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Tag: Chase Investment Services

Blog, Securities Fraud Articles

October 29, 2010

FINRA Fines For Mutual Fund Sales Practices

In or about 2009, FINRA fined 25 broker-dealers a total of $2,145,000 for failures related to their completion of FINRA’s (then...

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Blog, Securities Fraud Articles

October 11, 2010

Securities Fraud Investigation Involving CIT InterNotes

The White Law Group is investigating a possible securities fraud claim on behalf of an investor involving a recommendation made by Chase...

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