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Tag: CFP Board

Blog, Current Investigations

CFP Board Disciplinary Action: Investigation and Inquiries

Financial Advisors: Concerned about a CFP Board Inquiry? If you are a financial advisor and have received a CFP Board Inquiry requesting...

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Blog, Current Investigations

CFP Board to spend $5 Million running background checks on CFPs in 2020

CFP Board to spend $5 Million running background checks on all CFPs in 2020 After news of reported significant failures in its enforcement...

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Blog

CFP Board of Standards Tightens Review of Financial Advisors

CFP Board criticized for not disclosing the disciplinary history of financial advisors featured on its LetsMakeAPlan.org site. According to...

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