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Tag: Cetera lawsuit

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SEC charges Cetera Advisors with defrauding clients

SEC charges Cetera Advisors with defrauding clients According to reports, the Securities and Exchange Commission Thursday charged Cetera...

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Blog, Current Investigations

FINRA Censures Former Cetera Firms for Overcharges

Investors Capital Corp., J.P. Turner & Co. and VSR Financial Services to pay restitution According to The Financial Industry Regulatory...

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