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Tag: Cetera customer complaints

Blog, Current Investigations, Securities Fraud

Lawsuit Filed Against Cetera over High-Risk Investments

FINRA Lawsuit Alleges Financial Advisor George Merhoff, Jr. made Unsuitable Investment Recommendations The White Law Group has submitted a...

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3 Cetera Firms to pay $1 Million for Supervisory Issues

FINRA Censures and Fines Cetera for Alleged Supervisory Issues According to a Letter of Acceptance Waiver and Consent (AWC) signed December...

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