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Tag: Cetera customer complaints

Blog, Current Investigations, Securities Fraud

Lawsuit Filed Against Cetera Advisors, LLC over High Risk Energy Investments

FINRA Lawsuit Alleges Financial Advisor George Merhoff, Jr. made Unsuitable Investment Recommendations The White Law Group has submitted a...

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3 Cetera Firms to pay $1 Million for Supervisory Issues

FINRA Censures and Fines Cetera for Alleged Supervisory Issues According to a Letter of Acceptance Waiver and Consent (AWC) signed December...

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