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Tag: Cetera Advisors

Blog, FINRA SEC Sanctions, Securities Fraud Articles

Cetera Complaints and Regulatory Actions Overview

The White Law Group is investigating claims involving Cetera Advisors. The White Law Group has represented numerous investors with Cetera...

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Blog, Current Investigations

Cetera to pay $7 Million for Allegedly Defrauding Advisory Clients 

SEC Obtains Final Judgment Against Cetera for charges of Defrauding Their Advisory Clients  According to a press release on October 24,...

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