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Tag: BrokerCheck

When Your Financial Advisor Files for Bankruptcy, featured by top securities fraud attorneys, the White Law Group

Blog, Securities Fraud Articles

September 27, 2023

When Your Financial Advisor Files for Bankruptcy

Should you be worried when your Financial Advisor files for Bankruptcy?  You trust your financial advisor to be knowledgeable and...

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What is a Broker CRD Number? Featured by top Securities Fraud Attorneys, the White Law Group

Blog, Securities Fraud Articles

March 21, 2023

What is a Broker CRD Number? 

Financial Industry Regulatory Authority Central Registration Depository (CRD) Database FINRA CRD stands for Financial Industry Regulatory...

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FINRA BrokerCheck to Flag "Restricted Firms" featured by top securities fraud attorneys, the White Law Group

Blog, Securities Fraud Articles

February 8, 2023

FINRA BrokerCheck to Flag “Restricted Firms”

The SEC Approves new Designation on FINRA’s BrokerCheck of  “Restricted Firm” According to reports this week, the...

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