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Tag: Boca Raton securities attorney

Blog, Securities Fraud

Brookstone Securities fined by FINRA over CMO sales

The Financial Industry Regulatory Authority (FINRA) recently announced that a FINRA hearing panel ruled that Brookstone Securities of...

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Blog, Securities Fraud

CBG Financial Group, Inc. fined by FINRA

CBG Financial Group, Inc. (CRD #6578, Boca Raton, Florida) recently submitted a Letter of Acceptance, Waiver and Consent in which the firm...

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Blog, Securities Fraud

Recovery of Puerto Rico Conservation Trust Fund Secured Notes

Have you suffered investment losses in Puerto Rico Conservation Trust Fund Secured Notes? If so, The White Law Group may be able to help....

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Blog, Securities Fraud

David Lerner, Apple REIT Securities Fraud Investigation

Despite the writing on the wall, David Lerner continues to maintain that there is nothing wrong with the Apple REITs that it has sold to...

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Blog, Securities Fraud

Proposed Legislation Aimed At Protecting Elderly Investors

According to the Sun Sentinel, U.S. Rep. Ted Deutch recently unveiled proposed legislation aimed at protecting the elderly from financial...

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Blog, Securities Fraud

FINRA focused on Private Placements and Non-Traded REITs

Broker-dealer sales of opaque and illiquid private investments are squarely in the sights of securities regulators at the Financial...

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