(888) 637-5510

Tag: Berthel Fisher investigation

Berthel, Fisher & Company Complaints and Regulatory Actions featured by top securities fraud attorneys, the White Law Group

Blog, FINRA SEC Sanctions, Securities Fraud Articles

April 6, 2023

Berthel, Fisher and Co.: Complaints and Regulatory Actions

The White Law Group reviews the regulatory history of Berthel, Fisher and Company Financial Services. The following is a review of...

Berthel Fisher Investigation, Featured by Top Securities Fraud Attorneys, The White Law Group

FINRA SEC Sanctions, Securities Fraud Articles

April 21, 2017

FINRA Sues Berthel Fisher and Former Advisor

FINRA Sues Berthel Fisher and Former Advisor According to reports, FINRA is charging Berthel Fisher with failure to supervise sales of unit...

Blog, Securities Fraud Articles

April 8, 2014

Berthel Fisher Settles DBSI Lawsuit

According to InvestmentNews, broker-dealer Berthel Fisher & Co. Financial Services Inc., “one of the biggest seller of DBSI...

Investment Losses?

Contact our National Securities Fraud Attorneys

Why Hire The White Law Group?

$50 M

Recovered for Investors

30 Years

of Securities Law Experience

700+

FINRA Arbitration Cases

50 States

Representing Investors

5-Star

AVVO Attorney Rating

Contingency Based Fees

(312) 238-9650 | Fax (312) 238-8950 | (888) 637-5510 | 125 S. Wacker Drive, Suite 300, Chicago, Illinois 60606 The information you obtain at this site is not, nor is it intended to be, legal advice. You should consult an attorney for individual advice regarding your own situation. You may reproduce materials available at this site for your own personal use and for non-commercial distribution. All copies must include this copyright statement. © 2023 by The White Law Group, LLC All rights reserved.

PRIVACY POLICY

SITE MAP