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Tag: BD-IA arbitrage

Beware of Dual Registrants Moving Securities to Drive up Fees featured by top securities fraud attorneys the White Law Group

Blog, Securities Fraud

May 19, 2023

Beware of Dual Registrants Moving Securities to Drive up Fees 

FINRA says Dual Registrants may be Exploiting Clients with Commissions plus Fees  According to Advisor Hub this week, The Financial...

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