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Tag: Aventura

Blog, Securities Fraud

August 23, 2010

FINRA Suspends Financial Advisor Stephen Alan Jaffe

FINRA recently announced that it has suspended North Miami Beach, Florida financial advisor Stephen Alan Jaffe from association with any...

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Blog, Securities Fraud

July 21, 2010

Investigation Involving Morgan Stanley’s David Sheinheit

The White Law Group is investigating the trading practices of Morgan Stanley Smith Barney financial advisor David Sheinheit. Specifically,...

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Blog, Securities Fraud

October 28, 2009

Maria Duarte Pumariega barred from FINRA

FINRA recently announced that Maria Duarte Pumariega, a financial advisor formerly registered with Wachovia Securities in Miami, Florida,...

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