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Tag: Atlanta

Blog, Securities Fraud Articles

Georgia Securities Law

Each state has its own securities laws. The following are selected sections of the Georgia securities laws that are generally applicable in...

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Blog, Securities Fraud Articles

Richard Albert Seefried suspended by FINRA

FINRA recently announced that Richard Albert Seefried, a financial advisor in Spokane, Washington currently registered with GVC Capital,...

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Blog, Securities Fraud Articles

Robyn Lynn O’Hara barred from FINRA

FINRA recently announced that Robyn Lynn O’Hara, formerly of WFG Investments, Inc. in Snellville, George, has been barred from FINRA for...

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Blog, Securities Fraud Articles

Stephanie Murch Haggerty fined and suspended from FINRA

According to a recent FINRA announcement, Stephanie Murch Haggerty, formerly of Register Financial Associates, Inc. in Atlanta, Georgia,...

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Blog, Securities Fraud Articles

Securities Fraud Claims involving J.P. Turner & Co

The Atlanta Business Chronicle recently touted J.P. Turner & Company, LLC as one of Atlanta ’s Top 10 Brokerage Firms. The survey,...

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