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Tag: Atlanta

Blog, Securities Fraud

August 26, 2010

Georgia Securities Law

Each state has its own securities laws. The following are selected sections of the Georgia securities laws that are generally applicable in...

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Blog, Securities Fraud

June 15, 2010

Richard Albert Seefried suspended by FINRA

FINRA recently announced that Richard Albert Seefried, a financial advisor in Spokane, Washington currently registered with GVC Capital,...

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Blog, Securities Fraud

September 30, 2009

Robyn Lynn O’Hara barred from FINRA

FINRA recently announced that Robyn Lynn O’Hara, formerly of WFG Investments, Inc. in Snellville, George, has been barred from FINRA for...

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Blog, Securities Fraud

August 20, 2009

Stephanie Murch Haggerty fined and suspended from FINRA

According to a recent FINRA announcement, Stephanie Murch Haggerty, formerly of Register Financial Associates, Inc. in Atlanta, Georgia,...

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Blog, Securities Fraud

August 12, 2009

Securities Fraud Claims involving J.P. Turner & Co

The Atlanta Business Chronicle recently touted J.P. Turner & Company, LLC as one of Atlanta ’s Top 10 Brokerage Firms. The survey,...

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