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Tag: Atlanta

Blog, Securities Fraud

Georgia Securities Law

Each state has its own securities laws. The following are selected sections of the Georgia securities laws that are generally applicable in...

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Blog, Securities Fraud

Richard Albert Seefried, a financial advisor in Spokane, Washington, suspended by FINRA.

FINRA recently announced that Richard Albert Seefried, a financial advisor in Spokane, Washington currently registered with GVC Capital,...

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Blog, Securities Fraud

Robyn Lynn O’Hara, formerly of WFG Investments, Inc. in Snellville, Georgia, has been barred from FINRA for securities violations.

FINRA recently announced that Robyn Lynn O’Hara, formerly of WFG Investments, Inc. in Snellville, George, has been barred from FINRA for...

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Blog, Securities Fraud

Stephanie Murch Haggerty, formerly of Register Financial Associates, Inc. in Atlanta, Georgia, fined and suspended from FINRA for violating securities laws related to research reports.

According to a recent FINRA announcement, Stephanie Murch Haggerty, formerly of Register Financial Associates, Inc. in Atlanta, Georgia,...

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Blog, Securities Fraud

Securities Fraud Claims involving Atlanta based brokerage firm J.P. Turner & Company

The Atlanta Business Chronicle recently touted J.P. Turner & Company, LLC as one of Atlanta ’s Top 10 Brokerage Firms. The survey,...

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