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Tag: Ameriprise losses

Blog, Current Investigations, Securities Fraud

Former Advisor James Knee Accused of  Stealing $250K  from a Client

Massachusetts Authorities Arrest James Knee According to reports, authorities have arrested former financial advisor, James Knee, for...

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Blog, Securities Fraud

Former Ameriprise Financial Advisor Sentenced To Prison

An Ooltewah, Tenn., financial adviser has been sentenced to five years in prison and ordered to pay more than $2.7 million in restitution...

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Blog, Securities Fraud

FINRA Fines Ameriprise for Reverse Convertible Notes

The Financial Industry Regulatory Authority (FINRA) has fined H&R Block Financial Advisors (now Ameriprise Advisor Services) $200,000...

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