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According to reports, a Valparaiso, Indiana financial advisor is facing a year in prison after pleading guilty to wire fraud. The...
Delbert Foster Blount III has been sentenced to five years in prison and ordered to pay more than $2.7 million in restitution to his former...
The Financial Industry Regulatory Authority (FINRA) has fined H&R Block Financial Advisors (now Ameriprise Advisor Services) $200,000...