Tag: Aegis Capital Corp lawsuit
Variable Interest Rate Structured Products – Securities Fraud Attorneys –
Variable Interest Rate Structured Products – High Risk Investments Recovery Options for Investors in Variable Interest Rate...
Scott Hananel Suspended for Excessive Trading
FINRA Reportedly Suspends Aegis Broker Scott Hananel for Excessive, Unsuitable Trading According to the Financial Industry Regulatory...
Aegis Capital Corp. Censured & Fined $93,125
FINRA Sanctions Aegis Capital Corp., New York, NY According to FINRA’s September Disciplinary report, on July 10, 2019, the regulator...
Aegis Capital Corp. & GPB Holdings II
Investment Losses – GPB Holdings II LP & Aegis Capital Corp. If you have suffered investment losses in GPB Holdings II LP with...
Aegis Capital Corporation Fined for Inaccurate Reporting
FINRA Fines Aegis Capital Corporation According to FINRA, Aegis Capital Corporation (CRD #15007, New York, New York) submitted a Letter of...
Aegis Capital Corp. Investigation
Regulatory Agencies Investigation of Aegis Capital Corp. Aegis Capital Corp., a mid-sized broker-dealer based in New York City with 415...
