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Securities Fraud

Blog, Current Investigations, Securities Fraud

Advisor Scott Fries Scheduled for Sentencing

Financial Advisor Scott Fries Allegedly Defrauded Investors    The White Law Group continues to investigate potential securities claims...

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Blog, Securities Fraud

McDermott Investment Services Lawsuit

The White Law Group Files a Lawsuit against McDermott Investment Services  The White Law Group announces the filing of a FINRA arbitration...

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Blog, Securities Fraud

Broker Negligence Attorney 

Securities Attorneys for Broker Negligence Brokers and brokerage firms owe a duty of care and loyalty to their customers. The broker must...

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Blog, Securities Fraud

SEC has Record year for Enforcement Actions in 2022

The Securities and Exchange Commission Collected more than $6.4 Billion in 2022  According to Financial Advisor IQ, the Securities and...

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Blog, Current Investigations, Securities Fraud

Center Street Securities Fined for GPB Sales  

FINRA orders Center Street Securities to pay Restitution for Unsuitable GPB Sales       According to a Letter of Acceptance Waiver...

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Blog, Current Investigations, Securities Fraud

Conrad Coggeshall Allegedly Defrauded Elderly Investors 

SEC obtains final judgement against Conrad Coggeshall   According to a litigation release on December 27, 2022, the Securities and...

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