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Securities Fraud

FINRA Rule 2090 Know your Customer featured by top securities fraud attorneys, the White Law Group

Blog, Securities Fraud

March 27, 2023

FINRA Rule 2090 Know your Customer 

What is FINRA Rule 2090?  FINRA Rule 2090, also known as the “Know Your Customer” rule, was created by the Financial Industry...

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Annuity Investment Fraud, featured by top securities fraud attorneys, the White Law Group

Blog, Securities Fraud

March 22, 2023

Annuity Investment Fraud 

Annuity Investment Fraud  According to an article in Financial Planning this week, we are in a “historic boom for annuities,” and...

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Discretionary Accounts, featured by top securities fraud attorneys, the White Law Group

Blog, Securities Fraud

March 21, 2023

Discretionary Accounts

Discretionary Accounts: Does your Broker have too much Authority? A discretionary account is a type of investment account in which you (the...

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What is a Broker CRD Number? Featured by top Securities Fraud Attorneys, the White Law Group

Blog, Securities Fraud

March 21, 2023

What is a Broker CRD Number? 

Financial Industry Regulatory Authority Central Registration Depository (CRD) Database FINRA CRD stands for Financial Industry Regulatory...

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Structured Notes

Blog, Securities Fraud

March 1, 2023

Are Structured Notes Worth the Risk?

What are Structured Notes? An Overview A Structured Note is a IOU from an investment bank that uses derivatives to create the desired...

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Social Media Apps & Investment Fraud Schemes, featured by top securities fraud attorneys, the White Law Group

Blog, Securities Fraud

February 22, 2023

Social Media Apps & Investment Fraud Schemes 

How to Prevent becoming a victim of a Social Media Scam  According to Investment News this week, the potential misuse of social media...

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