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Blog, Current Investigations

Sean Zhang, Wells Fargo Advisor, Barred from the Securities Industry

Broker Sean Zhang’s Customers allege Unsuitable Investment Recommendations & Misrepresentation According to the Financial Industry...

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Current Investigations

Investor Alert: CFP Board’s Public Disciplinary Action

Public Disciplinary Action List CFP Board is a non-profit organization acting in the public interest by fostering professional standards in...

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