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Month: August 2021

Blog, Current Investigations

Healthcare Hospitality II DST Securities Investigation

Investigating Potential Claims – Healthcare Hospitality II DST  Are you concerned about your investment in Healthcare Hospitality II...

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Blog, Current Investigations

Herbert J Sims & Co. to Pay $250,000 for Structured Products

SEC censures and fines Herbert J Sims and Co., Boca Raton, FL According to an SEC order on July 30, the regulator has initiated a cease and...

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Blog, Securities Fraud

SEC Approves FINRA Rule Change to Protect Investors from Rogue Brokers

FINRA Rule Change will Protect Investors from High Risk Firms, Broker Misconduct According to The Securities and Exchange Commission on...

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